SFTR training courses
Due to the unanimously positive response to our first SFTR training and preparation sessions in May 2019, REGIS-TR and Market FinReg have set up a new series of on-site courses for September. The course is also available online now.
Led by financial law expert Seb Malik, the day is relatively informal. Sessions are kept fairly small - 15-20 people - and last around five hours, with plenty of time for discussion and questions. Attendees emerge with a very clear view of what to report, how to report (examples are provided), the preparations they need to make and the tiny details they need to look out for to be confident of being ready for SFTR in good time.
The course is accredited by the Chartered Institute for Securities and Investment and accounts for 4 CPD points. The session covers the following areas in detail:
4 Tables 6 Reports
10 Action Types
Reports vs Action Types
What is SFTR? The three pillars
Why is SFTR needed?
State of play
FIELD BY FIELD ANALYSIS
Analysis of ESMA validation rules for:
Table 1 Table 2
Table 3 Table 4
Who should and should not report
Who to report to, and when
Reporting triggers and non-triggers
Repo: Chain involving CCP
BSB: Early termination
SL: Change in quantity
RELATIONSHIP WITH TR
SFT validation SFT reconciliation
Response to client
Booking and registration
For the in-person training course, please register here.
The training course is also available online at all times. Please register here.
20% fee discount for REGIS-TR clients
To secure your discount, please enter the coupon code RegisTRSFTR20 at checkout.
For further information, contact your Relationship Manager or email us at email@example.com.